... 1981-1985 / McKenzie , Lora C. ( I 49.89 / 2 : 87 ( 5 ) ) , 88-8481 First Jersey Securities , Inc. Securities activities of First Jersey Securities , Inc. , and Robert Brennan , owner and former chairman : a staff report / ( Y 4.
Release on 1989 | by United States. Securities and Exchange Commission
BACKGROUND A. Broker - Dealer Misconduct Involving LowPriced Securities The Commission's proposal of Rule 15c2-6 ... Securities Activities of First Jersey Securities , Inc. , and Robert Brennan , Owner and Former Chairman ( Comm .
Author: United States. Securities and Exchange Commission
LETTING THE STEAM OUT OF BOILER ROOM OPERATIONS : ADDED RESTRICTIONS ON BROKER - DEALER PENNY STOCK ... Ist Sess . , SECURITIES ACTIVITIES OF FIRST JERSEY SECURITIES , INC . , AND ROBERT BRENNAN , OWNER AND FORMER CHAIRMAN 9-12 ( Comm .
... Committee on Energy and Commerce , Subcommittee on Oversight and Investigations , A Staff Report : Securities Activities of First Jersey Securities , Inc. , and Robert Brennan , Owner and Former Chairman ( Washington ...
Author: Gilbert Geis
Publisher: Pearson College Division
Category: True Crime
Assembled in honor of the preeminent criminologist and scholar, Gilbert Geis, on the occasion of his seventy-fifth birthday, this volume features original, interesting, cutting-edge essays written by internationally known contributors in such areas as white collar crime, punishment and social control, public policy issues, comparative criminology, law, victimology, and policing. Features writing, for example, by Braithwaite, Vaughn, Short, Farrington, Levi, Pontell, Calavita, Meier, Simpson, Huff, Cullen on a broad array of topics in THEORY AND METHOD IN CRIMINOLOGICAL RESEARCH; WHITE-COLLAR CRIME AND CORPORATE CRIME; SOCIAL CONTROL; INTERNATIONAL AND COMPARATIVE STUDIES; And Various FORMS OF CRIME. For scholars, students, and practitioners of criminal justice.
BH APY SBm 119 PUBLIC CONTRACTS THE DOD CONTRACTING OFFICER : A STUDY OF THE PAST - AN ASSESSMENT OF THE ... SECURITIES FRAUD SECURITIES ACTIVITIES OF FIRST JERSEY SECURITIES , INC . , AND ROBERT BRENNAN , OWNER AND FORMER CHAIRMAN : A ...
s directors were discussing a sale or merger of the company ; developments underscore increased merger activity among ... 7 / 1-2 ; 3 First Jersey Securities Inc. and its former chairman , Robert Brennan , were sued by an investor who ...
Category: Barron's national business and financial weekly
One of those individuals was Zvi Fuks, chairman of radiation oncology at Memorial Sloan-Kettering Hospital in New York. ... Robert E. Brennan, the former penny stock king at First Jersey Securities Inc., was continuing a more than ...
Author: Jerry W Markham
Category: Business & Economics
A definitive new reference on the major failures of American corporate governance at the start of the 21st century. Tracing the market boom and bust that preceded Enron's collapse, as well as the aftermath of that failure, the book chronicles the meltdown in the telecom sector that gave rise to accounting scandals globally. Featuring expert analysis of the Sarbanes-Oxley legislation that was adopted in response to these scandals, the author also investigates the remarkable market recovery that followed the scandals. An exhaustive guide to the collapse of the Enron Corporation and other financial scandals that erupted in the wake of the market downturn of 2000, this book is an essential resource for students, teachers and professionals in corporate governance, finance, and law.
Federal Regulation of Securities : Laws, Regulations, Forms, Rulings and Decisions Currently Supplemented and Indexed ... Securities Activities of First Jersey Securities , Inc. , and Robert Brennan , Owner and Former Chairman ( Comm .
Securities and Exchange Commission esolving a third amended complaint , former Centennial Technologies Inc. CEO ... During that time , he litigated cases against First Jersey Securities and Robert Brennan , the financial fraud case ...
Out Of The Frying Pan Bonus Getaway Although Robert Brennan will step down from his post as chairman and chief executive of First Jersey Securities in September , he still remains sole owner of the stock brokerage firm he founded .
Finance INVESTIGATIONS WHAT'S BEHIND BOB BRENNAN'S SUDDEN EXIT AT FIRST JERSEY ' 1 THE CHAIRMAN DENIES THE MANY ... One of the tice in connection with an SEC probe of Inc. , whose stock First Jersey underreasons is because of the scars ...
Release on 1997 | by California. Legislature. Senate. Committee on Finance, Investment, and International Trade
Regulation of Securities in California : Information Hearing Final Report California. ... forced Robert E. Brennan to fold his First Jersey Securities ( FORBES , July 16 1984 ) in 1986 , but not before innocent investors , lured by ...
Author: California. Legislature. Senate. Committee on Finance, Investment, and International Trade